Directive 2001/42/EC on the assessment of the effects of certain plans and programmes on the environment (the “SEA Directive”) sets out that an environmental assessment must be carried out for plans and programmes identified as likely to have significant effects on the environment.
Article 14(20) NRR, which lays down rules for the way NRPs should be prepared with regard to public participation and consultation, makes a reference to the SEA Directive. It provides that consultations on NRPs must comply with the requirements of the SEA Directive. This provision however does not set out whether, beyond public consultation, other rules relating to environmental assessment apply to NRPs.
According to Article 3(1) of the SEA Directive, performing a SEA is mandatory for certain types of plans and programmes which are likely to have significant environmental effects. According to Article 3(2), this includes plans and programmes "which are prepared for agriculture, forestry, fisheries, energy, industry, transport, waste management, water management, telecommunications, tourism, town and country planning or land use[1] and which set the framework for future development consent for projects listed in Annexes I and II to Directive 2011/92/EU" (the "Environmental Impact Assessment (EIA) Directive”).
As was clarified by the Court of Justice, the requirement, according to which the plan or programme concerned must set the framework for future development consent of projects listed in Annexes I and II of the EIA Directive, must be regarded as met where that plan or programme establishes a significant body of criteria and detailed rules for the grant and implementation of one or more of those projects, inter alia with regard to the location, nature, size and operating conditions of such projects, or the allocation of resources connected with those projects. By contrast, that requirement is not met in the case of a plan or programme which, while targeting projects listed in Annexes I and II of the EIA Directive, does not lay down such criteria or detailed rules[2].
The NRR leaves Member States a large margin with regard to the choice of the concrete restoration measures to put in place, provided the targets and obligations under Articles 4 to 13 are complied with, and does not prescribe that the NRPs should necessarily set detailed rules regarding individual projects.
It is therefore for each Member State to verify, depending on the measures to be included, if their draft NRP meets the conditions requiring the application of the SEA Directive in full. In doing so, Member States should consider the specific content of the NRP and in particular the extent to which it conditions future decisions on projects, for example with regard to their nature, location, size and operating conditions. It is important to note that irrespective of the applicability of the SEA Directive, effective public participation is a self-standing requirement in case a plan touches upon environmental issues.[3]
If an SEA is needed, it has to be conducted during the preparation of the NRP, prior to its finalisation in accordance with Article 17(6) NRR.
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Notes
[1] The fact that the main objective of a plan or programme is the protection of the environment, which includes protection of the landscape, does not mean that that plan or programme may not also ‘concern’ one of the sectors listed in Article 3(2)(a) of that directive, including town and country planning or land use (see Bund Naturschutz in Bayern eV, C-300/20, EU:C:2022:102, paragraph 51, and case law cited).
[2] See Bund Naturschutz in Bayern eV, paragraph 62 and 63.
[3] Aarhus Convention Article 7.