Article 4(13) introduces a derogation, that allows for a more flexible implementation approach for the non-deterioration requirements set out in Article 4(11) and 4(12), outside Natura 2000 sites. If a Member State wants to make use of this implementation approach, Article 4(13) sets out that it needs to notify the Commission of its intention to apply this paragraph by 19 February 2025. This notification must be made only once and is valid for the time the regulation is in force. The following Member States have notified their intention to use Article 4(13) to the Commission: Austria, Belgium, Croatia, Cyprus, Czechia, Denmark, Estonia, Finland, France, Germany, Greece, Lithuania, Netherlands, Poland, Slovenia, Sweden.
If a Member State has chosen to apply Article 4(13), it must ensure compliance with the following conditions:
- Any decision to apply the derogation to a specific area would need to demonstrate that there is an absence of alternatives, as set out in Article 4(13). The need for such justification should be reflected in the national framework established to implement this derogation.
- Establish a system of effective compensatory measures for each significant deterioration that occurs (in accordance with Articles 15(3)(g)(i)).
- Ensure compliance with non-deterioration requirements at a biogeographic level for each habitat type and species habitat (in accordance with Article 4(13)).
- Define a targeted monitoring framework for Article 4(13) (in accordance with Articles 20(1)(j))) and comply with the reporting obligations under Articles 21(1)(b) and 21(2)(b) in addition to other monitoring and reporting requirements of the regulation.
- Demonstrate how the objectives and targets of Articles 1, 4, and 5 will still be met (in accordance with Article 15(3)(g)(ii)).
Time of application of Article 4(13)
Article 4(13) is a derogation to Articles 4(11) and 4(12), which apply to different areas and follow a different timeline. Article 4(13) therefore starts to apply depending on the type of area under consideration:
- For areas subject to restoration measures and areas where good condition and/or sufficient quality of species habitats has been reached after restoration (Article 4(11)):
For these areas Article 4(13) applies from the time of notification to the Commission and for both habitat types and habitats of species. - For areas in good condition or necessary to meet restoration targets (Article 4(12)):
For these areas, Article 4(13) applies at the latest by the date of publication of the final National Restoration Plan (within six months from the date of receipt of observations from the Commission as set out in Article 17(6), which means by September 2027 at the latest). It should be taken into account however that continuing deteriorations until that date are likely to increase the restoration obligation.
Monitoring requirements
Once a Member State has notified its intention to apply Article 4(13), it must comply with both, the general monitoring obligations outlined (and in particular those in Article 20(1) (a), (h) and (i)), and the specific additional monitoring requirements provided under Article 20(1)(j).
Article 20(1)(h) and (i) require the monitoring of habitat condition and quality of habitats of species:
- 20(1)(h): Monitors the area and condition of the areas covered by the habitat types listed in Annexes I and II.
- 20(1)(i): Monitors the area and quality of the habitat of the species referred to in Article 4(7) and Article 5(5).
These provisions ensure that deteriorated or deteriorating areas are properly tracked. The monitoring requirements under Article 20(1) (h) & (i) have no specific starting date and are therefore applicable from the entry into force of the regulation.
Article 20(1)(j) is applicable only when Article 4(13) is applied and outlines specific monitoring requirements that must be fulfilled in that case. It requires the monitoring of:
- The extent and location of those areas that have significantly deteriorated and will be compensated for.
- The extent and location of areas subject to compensatory measures taken.
- The effectiveness of compensatory measures put in place.
The additional monitoring required for Member States applying Article 4(13), outlined in Article 20(1)(j), can be highly targeted, focusing on the areas where significant deterioration is allowed and the areas designated for compensation, which should be clearly identified.
As regards the monitoring of condition of habitat types, the recently published Technical Guidelines for assessing and monitoring the condition of Annex I habitat types may be a helpful support tool for Member States in developing, improving and adapting national monitoring systems under Article 20(1)(h) and (j) NRR. Article 20(5) lays down that the specific monitoring requirements under 20(1)(j) start applying as soon as the notification under Article 4(13) is submitted to the Commission, i.e. in February 2025. However, as stated above, Article 4(13) is a derogation to both Articles 4(11) and 4(12), which follow a different timeline.
Consequently, for areas covered by Article 4(11), this provision requires Member States to put in place measures aiming to ensure that these areas do not significantly deteriorate, without any specific start date, hence from the entry into force of the NRR. The monitoring obligations under Article 20(1)(j) can thus apply as soon as the Member State submits its notification to the Commission (from 19 February 2025, as set out in Article 4(13)).
For areas covered by Article 4(12), this provision requires Member States to endeavour to put in place measures aiming to prevent significant deterioration by the date of publication of the national restoration plan in accordance with Article 17(6) NRR. In practice, Member States who choose to apply Article 4(13) will therefore be able to start applying the specific monitoring requirements under Article 20(1)(j) once they start putting in place the required measures, at the latest by the date of publication of the National Restoration Plans.